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- /* Part 3 of the Cruzan case; dissenting opinion. */
-
- The majority next argues that where, as here, important indivi-
- dual rights are at stake, a clear and convincing evidence stan-
- dard has long been held to be an appropriate means of enhancing
- accuracy, citing decisions concerning what process an individual
- is due before he can be deprived of a liberty interest. See
- ante, at 18-19. In those cases, however, this Court imposed a
- ----
- clear and convincing standard as a constitutional minimum on the
- basis of its evaluation that one side's interests clearly
- outweighed the second side's interests and therefore the second
- side should bear the risk of error. See Santosky v. Kramer, 455
- -------- ------
- U. S. 745, 753, 766-767 (1982) (requiring a clear and convincing
- evidence standard for termination of parental rights because the
- parent's interest is fundamental but the State has no legitimate
- interest in termination unless the parent is unfit, and finding
- that the State's interest in finding the best home for the child
-
- does not arise until the parent has been found unfit); Addington
- ---------
- v. Texas, 441 U. S. 418, 426-427 (1979) (requiring clear and con-
- -----
- vincing evidence in an involuntary commitment hearing because the
- interest of the individual far outweighs that of a State, which
- has no legitimate interest in confining individuals who are not
- mentally ill and do not pose a danger to themselves or others).
- Moreover, we have always recognized that shifting the risk of er-
- ror reduces the likelihood of errors in one direction at the cost
- of increasing the likelihood of errors in the other. See Adding-
- -------
- ton, supra, at 423 (contrasting heightened standards of proof to
- --- -----
- a preponderance standard in which the two sides ``share the risk
- of error in roughly equal fashion'' because society does not
- favor one outcome over the other). In the cases cited by the ma-
- jority, the imbalance imposed by a heightened evidentiary stan-
- dard was not only acceptable but required because the standard
- was deployed to protect an individual's exercise of a fundamental
-
- right, as the majority admits, ante, at 18, n. 10. In contrast,
- ----
- the Missouri court imposed a clear and convincing standard as an
- obstacle to the exercise of a fundamental right.
-
- The majority claims that the allocation of the risk of error is
- justified because it is more important not to terminate life-
- support for someone who would wish it continued than to honor the
- wishes of someone who would not. An erroneous decision to ter-
- minate life-support is irrevocable, says the majority, while an
- erroneous decision not to terminate ``results in a maintenance of
- the status quo.'' See ante, at 19.
- ----
- But, from the point of view of the patient, an erroneous decision
- in either direction is irrevocable. An erroneous decision to
- terminate artificial nutrition and hydration, to be sure, will
- lead to failure of that last remnant of physiological life, the
- brain stem, and result in complete brain death. An erroneous de-
- cision not to terminate life-support, however, robs a patient of
- the very qualities protected by the right to avoid unwanted medi-
- cal treatment. His own degraded existence is perpetuated; his
- family's suffering is protracted; the memory he leaves behind be-
- comes more and more distorted.
-
- Even a later decision to grant him his wish cannot undo the in-
- tervening harm. But a later decision is unlikely in any event.
- ``[T]he discovery of new evidence,'' to which the majority
- refers, ibid., is more hypothetical than plausible. The majority
- ----
- also misconceives the relevance of the possibility of ``advance-
- ments in medical science,'' ibid., by treating it as a reason to
- ----
- force someone to continue medical treatment against his will.
- The possibility of a medical miracle is indeed part of the cal-
- culus, but it is a part of the patient's calculus. If current
- ------- -
- research suggests that some hope for cure or even moderate im-
- provement is possible within the life-span projected, this is a
- factor that should be and would be accorded significant weight in
- assessing what the patient himself would choose.
-
- B
- Even more than its heightened evidentiary standard, the Missouri
- court's categorical exclusion of relevant evidence dispenses with
- any semblence of accurate factfinding. The court adverted to no
-
- evidence supporting its decision, but held that no clear and con-
- vincing, inherently reliable evidence had been presented to show
- that Nancy would want to avoid further treatment. In doing so,
- the court failed to consider statements Nancy had made to family
- members and a close friend.
-
- The court also failed to consider testimony from Nancy's mother
- and sister that they were certain that Nancy would want to dis-
- continue to artificial nutrition and hydration, even after the
- court found that Nancy's family was loving and without malignant
- motive. See 760 S. W. 2d, at 412. The court also failed to consider
- the conclusions of the guardian ad litem, appointed by the trial
- court, that there was clear and convincing evidence that Nancy
- would want to discontinue medical treatment and that this was
- in her best interests. Id., at 444 (Higgins,
- --
- J., dissenting from denial of rehearing); Brief for Respondent
- Guardian Ad Litem 2-3. The court did not specifically define
- what kind of evidence it would consider clear and convincing, but
- its general discussion suggests that only a living will or
- equivalently formal directive from the patient when competent
- would meet this standard. See 760 S. W. 2d, at 424-425.
-
- Too few people execute living wills or equivalently formal
- directives for such an evidentiary rule to ensure adequately that
- the wishes of incompetent persons will be honored.
-
- /* That is a true shame. */
-
- While it might be a wise social policy to encourage people to
- furnish such instructions, no general conclusion about a
- patient's choice can be drawn from the absence of formalities.
- The probability of becoming irreversibly vegetative is so low
- that many people may not feel an urgency to marshal formal evi-
- dence of their preferences. Some may not wish to dwell on their
- own physical deterioration and mortality. Even someone with a
- resolute determination to avoid life-support under circumstances
- such as Nancy's would still need to know that such things as liv-
- ing wills exist and how to execute one. Often legal help would
- be necessary, especially given the majority's apparent willing-
- ness to permit States to insist that a person's wishes are not
- truly known unless the particular medical treatment is specified.
- See ante, at 21.
- ----
-
- As a California appellate court observed: ``The lack of general-
- ized public awareness of the statutory scheme and the typically
- human characteristics of procrastination and reluctance to con-
- template the need for such arrangements however makes this a tool
- which will all too often go unused by those who might desire
- it.'' Barber v. Superior Court, 147 Cal. App. 3d 1006, 1015, 194
- ------ -------- -----
- Cal. Rptr. 484, 489 (1983). When a person tells family or close
- friends that she does not want her life sustained artificially,
- she is ``express[ing] her wishes in the only terms familiar to
- her, and . . . as clearly as a lay person should be asked to ex-
- press them. To require more is unrealistic, and for all practi-
- cal purposes, it precludes the rights of patients to forego
- life-sustaining treatment.'' In re O'Connor, 72 N. Y. 2d 517,
- -- -- - ------
- 551, 531 N. E. 2d 607, 626 (1988) (Simons, J., dissenting).
- When Missouri enacted a living will statute, it specifically pro-
- vided that the absence of a living will does not warrant a
- presumption that a patient wishes continued medical treatment.
- See n. 15, supra. Thus, apparently not even Missouri's own leg-
- -----
-
- islature believes that a person who does not execute a living
- will fails to do so because he wishes continuous medical treat-
- ment under all circumstances.
-
- The testimony of close friends and family members, on the other
- hand, may often be the best evidence available of what the
- patient's choice would be. It is they with whom the patient most
- likely will have discussed such questions and they who know the
- patient best. ``Family members have a unique knowledge of the
- patient which is vital to any decision on his or her behalf.''
- Newman, Treatment Refusals for the Critically and Terminally Ill:
- Proposed Rules for the Family, the Physician, and the State, 3
- N. Y. L. S. Human Rights Annual 35, 46 (1985). The Missouri
- court's decision to ignore this whole category of testimony is
- also at odds with the practices of other States. See, e. g., In
- - - --
- re Peter, 108 N. J. 365, 529 A. 2d 419 (1987), Brophy v. New Eng-
- -- ----- ------ --- ----
- land Sinai Hospital, Inc., 398 Mass. 417, 497 N. E. 2d 626
- ---- ----- -------- ---
- (1986); In re Severns, 425 A. 2d 156 (Del. Ch. 1980).
- -- -- -------
-
- The Missouri court's disdain for Nancy's statements in serious
- conversations not long before her accident, for the opinions of
- Nancy's family and friends as to her values, beliefs and certain
- choice, and even for the opinion of an outside objective
- factfinder appointed by the State evinces a disdain for Nancy
- Cruzan's own right to choose. The rules by which an incompetent
- person's wishes are determined must represent every effort to
- determine those wishes. The rule that the Missouri court adopted
- and that this Court upholds, however, skews the result away from
- a determination that as accurately as possible reflects the
- individual's own preferences and beliefs. It is a rule that
- transforms human beings into passive subjects of medical technol-
- ogy.
-
-
- [M]edical care decisions must be guided by the individual
- patient's interests and values. Allowing persons to determine
- their own medical treatment is an important way in which so-
- ciety respects persons as individuals. Moreover, the respect
- due to persons as individuals does not diminish simply because
- they have become incapable of participating in treatment deci-
- sions. . . . [I]t is still possible for others to make a deci-
- sion that reflects [the patient's] interests more closely than
- would a purely technological decision to do whatever is possi-
- ble. Lacking the ability to decide, [a patient] has a right to
- a decision that takes his interests into account.'' In re Dra-
- -- -- ----
- bick, 200 Cal. App. 3d 185, 208; 245 Cal. Rptr. 840, 854-855
- ----
- (1988).
-
- C
- I do not suggest that States must sit by helplessly if the
- choices of incompetent patients are in danger of being ignored.
- See ante, at 17. Even if the Court had ruled that Missouri's
- ----
- rule of decision is unconstitutional, as I believe it should
- have, States would nevertheless remain free to fashion procedural
- protections to safeguard the interests of incompetents under
- these circumstances. The Constitution provides merely a frame-
- work here: protections must be genuinely aimed at ensuring deci-
- sions commensurate with the will of the patient, and must be re-
- liable as instruments to that end. Of the many States which have
-
- instituted such protections, Missouri is virtually the only one
- to have fashioned a rule that lessens the likelihood of accurate
- determinations. In contrast, nothing in the Constitution
- prevents States from reviewing the advisability of a family deci-
- sion, by requiring a court proceeding or by appointing an impar-
- tial guardian ad litem.
-
- There are various approaches to determining an incompetent
- patient's treatment choice in use by the several States today and
- there may be advantages and disadvantages to each and other ap-
- proaches not yet envisioned. The choice, in largest part, is and
- should be left to the States, so long as each State is seeking,
- in a reliable manner, to discover what the patient would want.
- But with such momentous interests in the balance, States must
- avoid procedures that will prejudice the decision. ``To err ei-
- ther way--to keep a person alive under circumstances under which
- he would rather have been allowed to die, or to allow that person
- to die when he would have chosen to cling to life--would be dee-
- ply unfortunate.'' In re Conroy, 98 N. J., at 343, 486 A. 2d, at
- -- -- ------
- 1220.
-
- D
- Finally, I cannot agree with the majority that where it is not
- possible to determine what choice an incompetent patient would
- make, a State's role as parens patriae permits the State automat-
- ------ -------
- ically to make that choice itself. See ante, at 22 (explaining
- ----
- that the Due Process Clause does not require a State to confide
- the decision to ``anyone but the patient herself''). Under fair
- rules of evidence, it is improbable that a court could not deter-
- mine what the patient's choice would be. Under the rule of deci-
- sion adopted by Missouri and upheld today by this Court, such oc-
- casions might be numerous. But in neither case does it follow
- that it is constitutionally acceptable for the State invariably
- to assume the role of deciding for the patient. A State's legi-
- timate interest in safeguarding a patient's choice cannot be
- furthered by simply appropriating it.
-
-
- The majority justifies its position by arguing that, while close
- family members may have a strong feeling about the question,
- ``there is no automatic assurance that the view of close family
- members will necessarily be the same as the patient's would have
- been had she been confronted with the prospect of her situation
- while competent.'' Ibid. I cannot quarrel with this observation.
- ----
- But it leads only to another question: Is there any reason to
- suppose that a State is more likely to make the choice that the
- ----
- patient would have made than someone who knew the patient inti-
- mately? To ask this is to answer it. As the New Jersey Supreme
- Court observed: ``Family members are best qualified to make sub-
- stituted judgments for incompetent patients not only because of
- their peculiar grasp of the patient's approach to life, but also
- because of their special bonds with him or her. . . . It is
- bol of a cause.'' In re Jobes, 108 N. J. 394, 416, 529 A. 2d 434,
- -- -- -----
- 445 (1987). The State, in contrast, is a stranger to the pa-
- tient.
-
-
- A State's inability to discern an incompetent patient's choice
- still need not mean that a State is rendered powerless to protect
- that choice. But I would find that the Due Process Clause prohi-
-
- bits a State from doing more than that. A State may ensure that
- the person who makes the decision on the patient's behalf is the
- one whom the patient himself would have selected to make that
- choice for him. And a State may exclude from consideration any-
- one having improper motives. But a State generally must either
- repose the choice with the person whom the patient himself would
- most likely have chosen as proxy or leave the decision to the
- patient's family.
- IV
- As many as 10,000 patients are being maintained in persistent
- vegetative states in the United States, and the number is expect-
- ed to increase significantly in the near future. See Cranford,
- supra n. 2, at 27, 31. Medical technology, developed over the
- -----
- past 20 or so years, is often capable of resuscitating people
- after they have stopped breathing or their hearts have stopped
- beating. Some of those people are brought fully back to life.
- Two decades ago, those who were not and could not swallow and
- digest food, died. Intravenous solutions could not provide suf-
- ficient calories to maintain people for more than a short time.
- Today, various forms of artificial feeding have been developed
- that are able to keep people metabolically alive for years, even
- decades. See Spencer & Palmisano, Specialized Nutritional Sup-
- port of Patients--A Hospital's Legal Duty?, 11 Quality Rev. Bull.
- 160, 160-161 (1985). In addition, in this century, chronic or
- degenerative ailments have replaced communicable diseases as the
- primary causes of death. See R. Weir, Abating Treatment with
- Critically Ill Patients 12-13 (1989); President's Commission
- 15-16. The 80% of Americans who die in hospitals are ``likely to
- meet their end . . . `in a sedated or comatose state; betubed
- nasally, abdominally and intravenously; and far more like manipu-
- lated objects than like moral subjects.' ''
-
- A fifth of all adults surviving to age 80 will suffer a progres-
- sive dementing disorder prior to death. See Cohen & Eisdorfer,
- Dementing Disorders, in The Practice of Geriatrics 194 (E. Cal-
- kins, P. Davis, & A, Ford eds. 1986).
-
-
- ``[L]aw, equity and justice must not themselves quail and be
- helpless in the face of modern technological marvels presenting
- questions hitherto unthought of.'' In re Quinlan, 70 N. J. 10,
- -- -- -------
- 44, 355 A. 2d 647, 665, cert. denied, 429 U. S. 922 (1976).
- The new medical technology can reclaim those who would have
- been irretrievably lost a few decades ago and restore them to
- active lives. For Nancy Cruzan, it failed, and for others with
- wasting incurable disease it may be doomed to failure. In
- these unfortunate situations, the bodies and preferences and
- memories of the victims do not escheat to the State; nor does
- our Constitution permit the State or any other government to
- commandeer them. No singularity of feeling exists upon which
- such a government might confidently rely as parens patriae.
- ------ -------
- The President's Commission, after years of research, concluded:
-
- ``In few areas of health care are people's evaluations of
- their experiences so varied and uniquely personal as in their
- assessments of the nature and value of the processes associated
- with dying. For some, every moment of life is of inestimable
- value; for others, life without some desired level of mental or
- physical ability is worthless or burdensome. A moderate degree
- of suffering may be an important means of personal growth and
- religious experience to one person, but only frightening or
- despicable to another.'' President's Commission 276.
-
-
- Yet Missouri and this Court have displaced Nancy's own assess-
- ment of the processes associated with dying. They have discarded
- evidence of her will, ignored her values, and deprived her of the
- right to a decision as closely approximating her own choice as
- humanly possible. They have done so disingenuously in her name,
- and openly in Missouri's own. That Missouri and this Court may
- truly be motivated only by concern for incompetent patients makes
- no matter. As one of our most prominent jurists warned us de-
- cades ago: ``Experience should teach us to be most on our guard
- to protect liberty when the government's purposes are benefi-
- cent. . . . The greatest dangers to liberty lurk in insidious
- encroachment by men of zeal, well meaning but without understand-
- ing.'' Olmstead v. United States, 277 U. S. 438, 479 (1928)
- -------- ------ ------
- (Brandeis, J., dissenting).
-
-
- I respectfully dissent.
-
- JUSTICE STEVENS, dissenting.
-
- Our Constitution is born of the proposition that all legitimate
- governments must secure the equal right of every person to
- ``Life, Liberty, and the pursuit of Happiness.''
- In the ordinary case we quite naturally assume that these three
- ends are compatible, mutually enhancing, and perhaps even coin-
- cident.
-
- The Court would make an exception here. It permits the State's
- abstract, undifferentiated interest in the preservation of life
- to overwhelm the best interests of Nancy Beth Cruzan, interests
- which would, according to an undisputed finding, be served by al-
- lowing her guardians to exercise her constitutional right to dis-
- continue medical treatment. Ironically, the Court reaches this
- conclusion despite endorsing three significant propositions which
- should save it from any such dilemma. First, a competent
- individual's decision to refuse life-sustaining medical pro-
- cedures is an aspect of liberty protected by the Due Process
- Clause of the Fourteenth Amendment. See ante, at 14-15. Second,
- ----
- upon a proper evidentiary showing, a qualified guardian may make
- that decision on behalf of an incompetent ward. See, e. g.,
- ante, at 20. Third, in answering the important question present-
- ----
- ed by this tragic case, it is wise ``not to attempt by any gen-
- eral statement, to cover every possible phase of the subject.''
- See ante, at 13 (citation omitted). Together, these considera-
- ----
- tions suggest that Nancy Cruzan's liberty to be free from medical
- treatment must be understood in light of the facts and cir-
- cumstances particular to her.
-
-
- I would so hold: in my view, the Constitution requires the State
- to care for Nancy Cruzan's life in a way that gives appropriate
- respect to her own best interests.
-
- I
- This case is the first in which we consider whether, and how,
- the Constitution protects the liberty of seriously ill patients
- to be free from life-sustaining medical treatment. So put, the
- question is both general and profound. We need not, however,
- resolve the question in the abstract. Our responsibility as
- judges both enables and compels us to treat the problem as it is
- illuminated by the facts of the controversy before us.
-
-
-
- The most important of those facts are these: ``clear and con-
- vincing evidence'' established that Nancy Cruzan is ``oblivious
- to her environment except for reflexive responses to sound and
- perhaps to painful stimuli''; that ``she has no cognitive or re-
- flexive ability to swallow food or water''; that ``she will never
- recover'' these abilities; and that her ``cerebral cortical atro-
- phy is irreversible, permanent, progressive and ongoing.'' App.
- to Pet. for Cert. A94-A95. Recovery and consciousness are impos-
- sible; the highest cognitive brain function that can be hoped for
- is a grimace in ``recognition of ordinarily painful stimuli'' or
- an ``apparent response to sound.'' Id., at A95.
- --
- After thus evaluating Nancy Cruzan's medical condition, the tri-
- al judge next examined how the interests of third parties would
- be affected if Nancy's parents were allowed to withdraw the gas-
- trostomy tube that had been implanted in their daughter. His
- findings make it clear that the parents' request had no economic
- motivation, and that granting their request would neither adversely
- affect any innocent third parties nor breach the ethical standards
- of the medical profession.
- He then considered, and rejected, a religious objection to his
- and explained why he concluded that the ward's constitutional
- ``right to liberty'' outweighed the general public policy on
- which the State relied:
-
- ``There is a fundamental natural right expressed in our Con-
- stitution as the `right to liberty,' which permits an individu-
- al to refuse or direct the withholding or withdrawal of artifi-
- cial death prolonging procedures when the person has no more
- cognitive brain function than our Ward and all the physicians
- agree there is no hope of further recovery while the deteriora-
- tion of the brain continues with further overall worsening phy-
- sical contractures. To the extent that the statute or public
- policy prohibits withholding or withdrawal of nutrition and hy-
- dration or euthanasia or mercy killing, if such be the defini-
- tion, under all circumstances, arbitrarily and with no excep-
- tions, it is in violation of our ward's constitutional rights
- by depriving her of liberty without due process of law. To de-
- cide otherwise that medical treatment once undertaken must be
- continued irrespective of its lack of success or benefit to the
- patient in effect gives one's body to medical science without
- their consent.
-
- . . . . .
-
-
- ``The Co-guardians are required only to exercise their legal
- authority to act in the best interests of their Ward as they
- discharge their duty and are free to act or not with this au-
- thority as they may determine.'' Id., at A98-A99 (footnotes om-
- --
- itted).
-
- II
- Because he believed he had a duty to do so, the independent
- guardian ad litem appealed the trial court's order to the Mis-
- souri Supreme Court. In that appeal, however, the guardian ad-
- vised the court that he did not disagree with the trial court's
- decision. Specifically, he endorsed the critical finding that
- ``it was in Nancy Cruzan's best interests to have the tube feed-
- ing discontinued.''
-
- That important conclusion thus was not disputed by the liti-
- gants. One might reasonably suppose that it would be disposi-
- tive: if Nancy Cruzan has no interest in continued treatment, and
-
- if she has a liberty interest in being free from unwanted treat-
- ment, and if the cessation of treatment would have no adverse im-
- pact on third parties, and if no reason exists to doubt the good
- faith of Nancy's parents, then what possible basis could the
- State have for insisting upon continued medical treatment? Yet,
- instead of questioning or endorsing the trial court's conclusions
- about Nancy Cruzan's interests, the State Supreme Court largely
- ignored them.
-
-
- The opinion of that court referred to four different state in-
- terests that have been identified in other somewhat similar
- cases, but acknowledged that only the State's general interest in
- ``the preservation of life'' was implicated by this case.
-
- It defined that interest as follows:
-
- ``The state's interest in life embraces two separate concerns:
- an interest in the prolongation of the life of the individual
- patient and an interest in the sanctity of life itself.'' Cru-
- ----
- zan v. Harmon, 760 S. W. 2d 408, 419 (1988).
- --- ------
-
- Although the court did not characterize this interest as abso-
- lute, it repeatedly indicated that it outweighs any countervail-
- ing interest that is based on the ``quality of life'' of any in-
- dividual patient.
- In the view of the state-court majority, that general interest is
- strong enough to foreclose any decision to refuse treatment for
- an incompetent person unless that person had previously evi-
- denced, in a clear and convincing terms, such a decision for her-
- self. The best interests of the incompetent individual who had
- never confronted the issue--or perhaps had been incompetent since
- birth--are entirely irrelevant and unprotected under the reason-
- ing of the State Supreme Court's four-judge majority.
-
- The three dissenting judges found Nancy Cruzan's interests com-
- pelling. They agreed with the trial court's evaluation of state
- policy. In his persuasive dissent, Judge Blackmar explained that
- decisions about the care of chronically ill patients were tradi-
- tionally private:
-
- ``My disagreement with the principal opinion lies fundamental-
- ly in its emphasis on the interest of and the role of the
- state, represented by the Attorney General. Decisions about
- prolongation of life are of recent origin. For most of the
- world's history, and presently in most parts of the world, such
- decisions would never arise because the technology would not be
- available. Decisions about medical treatment have customarily
- been made by the patient, or by those closest to the patient if
- the patient, because of youth or infirmity, is unable to make
- the decisions. This is nothing new in substituted decisionmak-
- ing. The state is seldom called upon to be the decisionmaker.
-
- ``I would not accept the assumption, inherent in the principal
- opinion, that, with our advanced technology, the state must
- necessarily become involved in a decision about using extraor-
- dinary measures to prolong life. Decisions of this kind are
- made daily by the patient or relatives, on the basis of medical
- advice and their conclusion as to what is best. Very few cases
- reach court, and I doubt whether this case would be before us
- but for the fact that Nancy lies in a state hospital. I do not
- place primary emphasis on the patient's expressions, except
- possibly in the very unusual case, of which I find no example
- in the books, in which the patient expresses a view that all
-
- available life supports should be made use of. Those closest
- to the patient are best positioned to make judgments about the
- patient's best interest.'' Id., at 428.
- --
-
- Judge Blackmar then argued that Missouri's policy imposed upon
- dying individuals and their families a controversial and objec-
- tionable view of life's meaning:
-
- ``It is unrealistic to say that the preservation of life is an
- absolute, without regard to the quality of life. I make this
- statement only in the context of a case in which the trial
- judge has found that there is no chance for amelioration of
- Nancy's condition. The principal opinion accepts this conclu-
- sion. It is appropriate to consider the quality of life in
- making decisions about the extraordinary medical treatment.
- Those who have made decisions about such matters without resort
- to the courts certainly consider the quality of life, and bal-
- ance this against the unpleasant consequences to the patient.
- There is evidence that Nancy may react to pain stimuli. If she
- has any awareness of her surroundings, her life must be a liv-
- ing hell. She is unable to express herself or to do anything
- at all to alter her situation. Her parents, who are her
- closest relatives, are best able to feel for her and to decide
- what is best for her. The state should not substitute its de-
- cisions for theirs. Nor am I impressed with the crypto-
- philosophers cited in the principal opinion, who declaim about
- the sanctity of any life without regard to its quality. They
- dwell in ivory towers.'' Id., at 429.
- --
-
- Finally, Judge Blackmar concluded that the Missouri policy was
- illegitimate because it treats life as a theoretical abstraction,
- severed from, and indeed opposed to, the person of Nancy Cruzan.
-
- ``The Cruzan family appropriately came before the court seek-
- ing relief. The circuit judge properly found the facts and ap-
- plied the law. His factual findings are supported by the
- record and his legal conclusions by overwhelming weight of au-
- thority. The principal opinion attempts to establish abso-
- lutes, but does so at the expense of human factors. In so do-
- ing it unnecessarily subjects Nancy and those close to her to
- continuous torture which no family should be forced to en-
- dure.'' Id., at 429-430.
- --
-
- Although Judge Blackmar did not frame his argument as such, it
- propounds a sound constitutional objection to the Missouri
- majority's reasoning: Missouri's regulation is an unreasonable
- intrusion upon traditionally private matters encompassed within
- the liberty protected by the Due Process Clause.
-
- The portion of this Court's opinion that considers the merits of
- this case is similarly unsatisfactory. It, too, fails to respect
- the best interests of the patient.
-
- It, too, relies on what is tantamount to a waiver rationale: the
- dying patient's best interests are put to one side and the entire
- inquiry is focused on her prior expressions of intent.
-
- III
- It is perhaps predictable that courts might undervalue the li-
- berty at stake here. Because death is so profoundly personal,
- public reflection upon it is unusual. As this sad case shows,
- however, such reflection must become more common if we are to
- deal responsibly with the modern circumstances of death. Medical
-
- advances have altered the physiological conditions of death in
- ways that may be alarming: highly invasive treatment may perpetu-
- ate human existence through a merger of body and machine that
- some might reasonably regard as an insult to life rather than as
- its continuation. But those same advances, and the reorganiza-
- tion of medical care accompanying the new science and technology,
- have also transformed the political and social conditions of
- death: people are less likely to die at home, and more likely to
- die in relatively public places, such as hospitals or nursing
- homes.
- Ultimate questions that might once have been dealt with in in-
- timacy by a family and its physician have now become the concern
- of institutions. When the institution is a state hospital, as
- it is in this case, the government itself becomes involved.
-
- Dying nonetheless remains a part of ``the life which character-
- istically has its place in the home,'' Poe v. Ullman, 367 U. S.
- --- ------
- 497, 551 (1961) (Harlan, J., dissenting). The ``integrity of
- that life is something so fundamental that it has been found to
- draw to its protection the principles of more than one explicitly
- granted Constitutional right,'' id., at 551-552, and our deci-
- --
- sions have demarcated a ``private realm of family life which the
- state cannot enter.'' Prince v. Massachusetts, 321 U. S. 158,
- ------ -------------
- 166-167 (1944). The physical boundaries of the home, of course,
- remain crucial guarantors of the life within it. See, e. g.,
- Payton v. New York, 445 U. S. 573, 589 (1980); Stanley v. Geor-
- ------ --- ---- ------- -----
- gia, 394 U. S. 557, 565 (1969). Nevertheless, this Court has
- ---
- long recognized that the liberty to make the decisions and
- choices constitutive of private life is so fundamental to our
- ``concept of ordered liberty,'' Palko v. Connecticut, 302 U. S.
- ----- -----------
- 319, 325 (1937), that those choices must occasionally be afforded
- more direct protection. See, e. g., Meyer v. Nebraska, 262 U. S.
- - - ----- --------
- 390 (1923); Griswold v. Connecticut, 381 U. S. 479 (1965); Roe v.
- -------- ----------- ---
- Wade, 410 U. S. 113 (1973); Thornburgh v. American College of
- ---- ---------- -------- ------- --
- Obstetricians and Gynecologists, 476 U. S. 747, 772-782 (1986)
- ------------- --- -------------
- (STEVENS, J., concurring).
-
-
- Respect for these choices has guided our recognition of rights
- pertaining to bodily integrity. The constitutional decisions
- identifying those rights, like the common-law tradition upon
- which they built, but rather its completion. Our ethical tradition
- has long regarded an appreciation of mortality as essential to
- understanding life's significance. It may, in fact, be impossible
- to live for anything without being prepared to die for something.
- Certainly there was no disdain for life in Nathan Hale's most famous
- declaration or in Patrick Henry's; their words instead bespeak a
- passion for life that forever preserves their own lives in the
- memories of their countrymen.
- From such ``honored dead we take increased devotion to that cause
- for which they gave the last full measure of devotion.''
-
- These considerations cast into stark relief the injustice, and
- unconstitutionality, of Missouri's treatment of Nancy Beth Cru-
- zan. Nancy Cruzan's death, when it comes, cannot be an historic
- act of heroism; it will inevitably be the consequence of her
-
- tragic accident. But Nancy Cruzan's interest in life, no less
- than that of any other person, includes an interest in how she
- will be thought of after her death by those whose opinions mat-
- tered to her. There can be no doubt that her life made her dear
- to her family, and to others. How she dies will affect how that
- life is remembered. The trial court's order authorizing Nancy's
- parents to cease their daughter's treatment would have permitted
- the family that cares for Nancy to bring to a close her tragedy
- and her death. Missouri's objection to that order subordinates
- Nancy's body, her family, and the lasting significance of her
- life to the State's own interests. The decision we review there-
- by interferes with constitutional interests of the highest order.
-
- To be constitutionally permissible, Missouri's intrusion upon
- these fundamental liberties must, at a minimum, bear a reasonable
- relationship to a legitimate state end. See, e. g., Meyer v. Ne-
- ----- ---
- braska, 262 U. S., at 400; Doe v. Bolton, 410 U. S. 179, 194-195,
- ------ --- ------
- 199 (1973). Missouri asserts that its policy is related to a
- state interest in the protection of life. In my view, however,
- it is an effort to define life, rather than to protect it, that
- is the heart of Missouri's policy. Missouri insists, without re-
- gard to Nancy Cruzan's own interests, upon equating her life with
- the biological persistence of her bodily functions. Nancy Cru-
- zan, it must be remembered, is not now simply incompetent. She
- is in a persistent vegetative state, and has been so for seven
- years. The trial court found, and no party contested, that Nancy
- has no possibility of recovery and no consciousness.
-
- It seems to me that the Court errs insofar as it characterizes
- this case as involving ``judgments about the `quality' of life
- that a particular individual may enjoy,'' ante, at 17. Nancy
- ----
- Cruzan is obviously ``alive'' in a physiological sense. But for
- -----
- patients like Nancy Cruzan, who have no consciousness and no
- chance of recovery, there is a serious question as to whether the
- mere persistence of their bodies is ``life'' as that word is com-
- ----
- monly understood, or as it is used in both the Constitution and
- the Declaration of Independence.
-
- The State's unflagging determination to perpetuate Nancy Cruzan's
- physical existence is comprehensible only as an effort to define
- life's meaning, not as an attempt to preserve its sanctity.
-
- This much should be clear from the oddity of Missouri's defini-
- tion alone. Life, particularly human life, is not commonly
- thought of as a merely physiological condition or function.
- Its sanctity is often thought to derive from the impossibility of
- any such reduction. When people speak of life, they often mean
- to describe the experiences that comprise a person's history, as
- when it is said that somebody ``led a good life.''
-
- They may also mean to refer to the practical manifestation of the
- human spirit, a meaning captured by the familiar observation that
- somebody ``added life'' to an assembly. If there is a shared
- thread among the various opinions on this subject, it may be that
- life is an activity which is at once the matrix for and an in-
- tegration of a person's interests. In any event, absent some
- theological abstraction, the idea of life is not conceived
- separately from the idea of a living person. Yet, it is by pre-
- cisely such a separation that Missouri asserts an interest in
- Nancy Cruzan's life in opposition to Nancy Cruzan's own in-
- terests. The resulting definition is uncommon indeed.
-
-
-
- The laws punishing homicide, upon which the Court relies, ante,
- ----
- at 16, do not support a contrary inference. Obviously, such laws
- protect both the life and interests of those who would otherwise
- ---
- be victims. Even laws against suicide presuppose that those in-
- clined to take their own lives have some interest in living, and,
- ----
- indeed, that the depressed people whose lives are preserved may
- later be thankful for the State's intervention. Likewise, deci-
- sions that address the ``quality of life'' of incompetent, but
- conscious, patients rest upon the recognition that these patients
- have some interest in continuing their lives, even if that in-
- ----
- terest pales in some eyes when measured against interests in dig-
- nity or comfort. Not so here. Contrary to the Court's sugges-
- tion, Missouri's protection of life in a form abstracted from the
- living is not commonplace; it is aberrant.
-
-
- Nor does Missouri's treatment of Nancy Cruzan find precedent in
- the various state law cases surveyed by the majority. Despite
- the Court's assertion that state courts have demonstrated ``both
- similarity and diversity in their approach'' to the issue before
- us, none of the decisions surveyed by the Court interposed an ab-
- ----
- solute bar to the termination of treatment for a patient in a
- persistent vegetative state. For example, In re Westchester
- -- -- -----------
- County Medical Center on behalf of O'Connor, 72 N. Y. 2d 517, 531
- ------ ------- ------ -- ------ -- - ------
- N. E. 2d 607 (1988), pertained to an incompetent patient who
- ``was not in a coma or vegetative state. She was conscious, and
- capable of responding to simple questions or requests sometimes
- by squeezing the questioner's hand and sometimes verbally.''
- Id., at 524-525, 531 N. E. 2d, at 609-610. Likewise, In re
- -- -- --
- Storar, 52 N. Y. 2d 363, 420 N. E. 2d 64 (1981), involved a cons-
- ------
- cious patient who was incompetent because ``profoundly retarded
- with a mental age of about 18 months.'' Id., at 373, 420 N. E.
- --
- 2d, at 68. When it decided In re Conroy, 98 N. J. 321, 486 A.
- -- -- ------
- 2d 1209 (1985), the New Jersey Supreme Court noted that ``Ms.
- Conroy was not brain dead, comatose, or in a chronic vegetative
- state,'' 98 N. J., at 337, 486 A. 2d, at 1217, and then dis-
- tinguished In re Quinlan, 70 N. J. 10, 355 A. 2d 647 (1976), on
- -- -- -------
- the ground that Karen Quinlan had been in a ``persistent vegeta-
- tive or comatose state.'' 98 N. J., at 358-359, 486 A. 2d, at
- 1228. By contrast, an unbroken stream of cases has authorized
- procedures for the cessation of treatment of patients in per-
- sistent vegetative states.
-
- Considered against the background of other cases involving pa-
- tients in persistent vegetative states, instead of against the
- broader--and inapt--category of cases involving chronically ill
- incompetent patients, Missouri's decision is anomolous.
-
-
- In short, there is no reasonable ground for believing that Nancy
- Beth Cruzan has any personal interest in the perpetuation of what
- --------
-
- the State has decided is her life. As I have already suggested,
- it would be possible to hypothesize such an interest on the basis
- of theological or philosophical conjecture. But even to posit
- such a basis for the State's action is to condemn it. It is not
- within the province of secular government to circumscribe the li-
- berties of the people by regulations designed wholly for the pur-
- pose of establishing a sectarian definition of life. See Webster
- -------
- v. Reproductive Services, 492 U. S. ----, ---- - ---- (1989)
- ------------ --------
-
- (STEVENS, J., dissenting).
-
- My disagreement with the Court is thus unrelated to its endorse-
- ment of the clear and convincing standard of proof for cases of
- this kind. Indeed, I agree that the controlling facts must be
- established with unmistakable clarity. The critical question,
- however, is not how to prove the controlling facts but rather
- what proven facts should be controlling. In my view, the consti-
- tutional answer is clear: the best interests of the individual,
- especially when buttressed by the interests of all related third
- parties, must prevail over any general state policy that simply
- ignores those interests.
-
- Indeed, the only apparent secular basis for the State's interest
- -------
- in life is the policy's persuasive impact upon people other than
- Nancy and her family. Yet, ``[a]lthough the State may properly
- perform a teaching function,'' and although that teaching may
- foster respect for the sanctity of life, the State may not pursue
- its project by infringing constitutionally protected interests
- for ``symbolic effect.'' Carey v. Population Services Interna-
- -------- ----- ---------- -------- --------
- tional, 431 U. S. 678, 715 (1977) (STEVENS, J., concurring in
- ------
- part and concurring in judgment). The failure of Missouri's pol-
- icy to heed the interests of a dying individual with respect to
- matters so private is ample evidence of the policy's illegitima-
- cy.
-
- Only because Missouri has arrogated to itself the power to de-
- fine life, and only because the Court permits this usurpation,
- are Nancy Cruzan's life and liberty put into disquieting con-
- flict. If Nancy Cruzan's life were defined by reference to her
- own interests, so that her life expired when her biological ex-
- istence ceased serving any of her own interests, then her consti-
- ---
- tutionally protected interest in freedom from unwanted treatment
- would not come into conflict with her constitutionally protected
- interest in life. Conversely, if there were any evidence that
- ---
- Nancy Cruzan herself defined life to encompass every form of bio-
- logical persistence by a human being, so that the continuation of
- treatment would serve Nancy's own liberty, then once again there
- would be no conflict between life and liberty. The opposition of
- life and liberty in this case are thus not the result of Nancy
- Cruzan's tragic accident, but are instead the artificial conse-
- quence of Missouri's effort, and this Court's willingness, to
- abstract Nancy Cruzan's life from Nancy Cruzan's person.
-
- IV
- Both this Court's majority and the state court's majority ex-
- press great deference to the policy choice made by the state leg-
- islature.
-
- There is, however, nothing ``hypothetical'' about Nancy Cruzan's
-
- constitutionally protected interest in freedom from unwanted
- treatment, and the difficulties involved in ascertaining what her
- interests are do not in any way justify the State's decision to
- oppose her interests with its own. As this case comes to us, the
- crucial question--and the question addressed by the Court--is not
- what Nancy Cruzan's interests are, but whether the State must
- give effect to them. There is certainly nothing novel about the
- practice of permitting a next friend to assert constitutional
- rights on behalf of an incompetent patient who is unable to do
- so. See, e. g., Youngberg v. Romeo, 457 U. S. 307, 310 (1982);
- - - --------- -----
- Whitmore v. Arkansas, 495 U. S. ---- , ---- (1990) (slip op. at
- -------- --------
- 11-13). Thus, if Nancy Cruzan's incapacity to ``exercise'' her
- rights is to alter the balance between her interests and the
- State's, there must be some further explanation of how it does
- so. The Court offers two possibilities, neither of them satis-
- factory.
-
- The first possibility is that the State's policy favoring life
- is by its nature less intrusive upon the patient's interest than
- any alternative. The Court suggests that Missouri's policy
- ``results in a maintenance of the status quo,'' and is subject to
- reversal, while a decision to terminate treatment ``is not sus-
- ceptible of correction'' because death is irreversible. Ante, at
- ----
- 19. Yet, this explanation begs the question, for it assumes ei-
- ther that the State's policy is consistent with Nancy Cruzan's
- own interests, or that no damage is done by ignoring her in-
- terests. The first assumption is without basis in the record of
- this case, and would obviate any need for the State to rely, as
- it does, upon its own interests rather than upon the patient's.
- The second assumption is unconscionable. Insofar as Nancy Cruzan
- has an interest in being remembered for how she lived rather than
- how she died, the damage done to those memories by the prolonga-
- tion of her death is irreversible. Insofar as Nancy Cruzan has
- an interest in the cessation of any pain, the continuation of her
- pain is irreversible. Insofar as Nancy Cruzan has an interest in
- a closure to her life consistent with her own beliefs rather than
- those of the Missouri legislature, the State's imposition of its
- contrary view is irreversible. To deny the importance of these
- consequences is in effect to deny that Nancy Cruzan has interests
- at all, and thereby to deny her personhood in the name of
- preserving the sanctity of her life.
-
-
- The second possibility is that the State must be allowed to de-
- fine the interests of incompetent patients with respect to life-
- sustaining treatment because there is no procedure capable of
- determining what those interests are in any particular case. The
- Court points out various possible ``abuses'' and inaccuracies
- that may affect procedures authorizing the termination of treat-
- ment. See ante, at 17. The Court correctly notes that in some
- ----
- cases there may be a conflict between the interests of an incom-
- petent patient and the interests of members of her family. A
- State's procedures must guard against the risk that the sur-
- vivors' interests are not mistaken for the patient's. Yet, the
- appointment of the neutral guardian ad litem, coupled with the
- searching inquiry conducted by the trial judge and the imposition
- of the clear and convincing standard of proof, all effectively
- avoided that risk in this case. Why such procedural safeguards
- should not be adequate to avoid a similar risk in other cases is
- a question the Court simply ignores.
-
- Indeed, to argue that the mere possibility of error in any case
-
- ---
- suffices to allow the State's interests to override the particu-
- lar interests of incompetent individuals in every case, or to ar-
- -----
- gue that the interests of such individuals are unknowable and
- therefore may be subordinated to the State's concerns, is once
- again to deny Nancy Cruzan's personhood. The meaning of respect
- for her personhood, and for that of others who are gravely ill
- and incapacitated, is, admittedly, not easily defined: choices
- about life and death are profound ones, not susceptible of reso-
- lution by recourse to medical or legal rules. It may be that the
- best we can do is to ensure that these choices are made by those
- who will care enough about the patient to investigate her in-
- terests with particularity and caution. The Court seems to
- recognize as much when it cautions against formulating any gen-
- eral or inflexible rule to govern all the cases that might arise
- in this area of the law. Ante, at 13. The Court's deference to
- ----
- the legislature is, however, itself an inflexible rule, one that
- the Court is willing to apply in this case even though the
- Court's principal grounds for deferring to Missouri's legislature
- are hypothetical circumstances not relevant to Nancy Cruzan's in-
- terests.
-
-
- On either explanation, then, the Court's deference seems ulti-
- mately to derive from the premise that chronically incompetent
- persons have no constitutionally cognizable interests at all, and
- so are not persons within the meaning of the Constitution.
- Deference of this sort is patently unconstitutional. It is also
- dangerous in ways that may not be immediately apparent. Today
- the State of Missouri has announced its intent to spend several
- hundred thousand dollars in preserving the life of Nancy Beth
- Cruzan in order to vindicate its general policy favoring the
- preservation of human life. Tomorrow, another State equally
- eager to champion an interest in the ``quality of life'' might
- favor a policy designed to ensure quick and comfortable deaths by
- denying treatment to categories of marginally hopeless cases. If
- the State in fact has an interest in defining life, and if the
- State's policy with respect to the termination of life-sustaining
- treatment commands deference from the judiciary, it is unclear
- how any resulting conflict between the best interests of the in-
- dividual and the general policy of the State would be resolved.
- I believe the Constitution requires that the individual's vital
- interest in liberty should prevail over the general policy in
- that case, just as in this.
-
- That a contrary result is readily imaginable under the
- majority's theory makes manifest that this Court cannot defer to
- any State policy that drives a theoretical wedge between a
- person's life, on the one hand, and that person's liberty or hap-
- piness, on the other.
-
- The consequence of such a theory is to deny the personhood of
- those whose lives are defined by the State's interests rather
- than their own. This consequence may be acceptable in theology
- or in speculative philosophy, see Meyer, 262 U. S., at 401-402,
- -----
- but it is radically inconsistent with the foundation of all legi-
- timate government. Our Constitution presupposes a respect for
- the personhood of every individual, and nowhere is strict adher-
- ence to that principle more essential than in the Judicial
- Branch. See, e. g., Thornburgh v. American College of Obstetri-
- ---------- -------- ------- -- ---------
- cians and Gynecologists, 476 U. S., at 781-782 (STEVENS, J., con-
- ----- --- -------------
-
- curring).
-
- V
- In this case, as is no doubt true in many others, the predica-
- ment confronted by the healthy members of the Cruzan family mere-
- ly adds emphasis to the best interests finding made by the trial
- judge. Each of us has an interest in the kind of memories that
- will survive after death. To that end, individual decisions are
- often motivated by their impact on others. A member of the kind
- of family identified in the trial court's findings in this case
- would likely have not only a normal interest in minimizing the
- burden that her own illness imposes on others, but also an in-
- terest in having their memories of her filled predominantly with
- thoughts about her past vitality rather than her current condi-
- tion. The meaning and completion of her life should be con-
- trolled by persons who have her best interests at heart--not by a
- state legislature concerned only with the ``preservation of human
- life.''
-
-
- The Cruzan family's continuing concern provides a concrete rem-
- inder that Nancy Cruzan's interests did not disappear with her
- vitality or her consciousness. However commendable may be the
- State's interest in human life, it cannot pursue that interest by
- appropriating Nancy Cruzan's life as a symbol for its own pur-
- poses. Lives do not exist in abstraction from persons, and to
- pretend otherwise is not to honor but to desecrate the State's
- responsiblity for protecting life. A State that seeks to demon-
- strate its commitment to life may do so by aiding those who are
- actively struggling for life and health. In this endeavor, un-
- fortunately, no State can lack for opportunities: there can be no
- need to make an example of tragic cases like that of Nancy Cru-
- zan.
-
-
- I respectfully dissent.
-
-
-
-
-